Tools & Resources All Tools & Resources

Search for tools:

Assessments

A Guide to Client Protection Assessments

Email Print PDF

The Smart Campaign offers three options for a financial institution (FI) to evaluate its client protection practices. To help make the most appropriate choice, the Smart Campaign created a helpful and comprehensive resource for FIs, “A Guide to Client Protection Assessments.”

Read more »  
 

Conducting Client Protection Assessments: A Guide

Email Print PDF

This guide describes the different client protection assessment options available to financial institutions, how your institution can benefit from an assessment, walks you through the assessment processes, and explains how to use your assessment once it is complete.

Read more »